Introduction

Our focus is building long-term relationships with the nation's leading institutional investors and our corporate clients.

To our corporate clients we bring access to the capital markets, advice on mergers and acquisitions, or general financial and strategic advice. We plan to be their closest advisors over the long term. We provide our institutional clients with liquidity, execution, ongoing fundamental research and management meetings. It is our commitment to provide our institutional clients with insight, knowledge and ideas in the micro-cap and small-cap universe.

Our Equity Capital Markets group consists of an idea-driven research team and institutional equity sales and trading. Our Investment Banking group provides service to micro-cap and small-cap public companies as well as emerging private companies – looking to nurture those companies into the next market leaders.