Northland Securities, Inc. collects nonpublic personal information about you to help us serve your financial needs, provide customer service, offer new products or services, and fulfill legal and regulatory requirements. This may include information we receive from you on account applications and other related forms (such as name, address, social security number, income and assets), and information about your transactions with us (such as purchases, account balances and account activity).
Northland Securities, Inc. restricts access to your personal and account information to those employees who need to know that information in order to provide products or services to you. Our procedures require employees who do have access to customer information to protect it and keep it confidential. We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal information.
In the course of conducting business, we may disclose some or all of the previously described information about you within our Company and to non-affiliated third parties, as allowed by law, in order to:
• Provide customer service or account maintenance;
• Respond to a subpoena, to prevent fraud, or to comply with an inquiry by a government agency or regulator; and
• Perform services for us or on our behalf to develop or maintain our electronic systems.
In connection with the uses described above, we may, depending on the nature of your relationship with us, transfer some or all of your personal information to nonaffiliated third parties. These nonaffiliated third parties may be financial service providers (such as our clearing firm and insurance and annuity companies), non-financial companies (such as consumer reporting agencies or technology companies) or others (such as professional services organizations or other service providers).
Among other things, these non affiliated third parties (a) help us carry out and finalize transactions; (b) mail account statements and other information for us; (c) help us verify information, including identity; (d) provide us with consulting, accounting, legal and other services; (e) help us develop, operate and maintain our services and systems; and (f) where permitted and appropriate, perform marketing services for us or participate in joint marketing with us. These nonaffiliated third parties are required to protect the confidentiality and security of this information and to use it only in accordance with our instructions for the purposes agreed.
In connection with the uses described above, we may, depending on the nature of your relationship with us, transfer some or all of your personal information to and among any Northland Capital Holdings, Inc., such as Northland Networks, Inc., an affiliated company specializing in loan participation programs and mortgage originations. We will do this only with your prior consent (or "opt in"). If you consent (or opt in) to such disclosure, the information shared will be limited to that stated in our request for your consent. Account balance, credit, Social Security number, and trading activity information are never disclosed.
We do not share your personal information with outside entities for marketing purposes. This information is not sold to other companies for inclusion on mailing lists, or for any other unsolicited purpose.
If at any time you decide to close your account(s), we will adhere to the privacy policies and practices as described in this notice.
We hope that this privacy information has been useful
to you, and we want you to know that we will continue to protect your personal
and financial information. We value your business and we are committed to earning
and keeping your trust. Thank you for giving us that opportunity.