Providing direction. Producing results. Welcome to Northland Securities, a full-service securities brokerage firm combining Wall Street experience with Midwestern values to execute your financing and investment goals. Modern strategy. We employ a full arsenal of the latest strategies and tools to capitalize on the market trends of today and paint a clear financial picture for tomorrow. Integrity first. We’ve built our business on a foundation of honesty as a policy and a promise to each of our customers. Unparalleled service. When you work with us, your financial questions and challenges become our personal responsibility, and we’re with you every step of the way. Unparalleled service. When you work with us, your financial questions and challenges become our personal responsibility, and we’re with you every step of the way. January 2, 2026NCM: Served as Sole Bookrunner for AXT, Inc.’s $100 Million Follow-On OfferingNorthland Capital Markets served as Sole Bookrunner for AXT, Inc.’s $100 Million Follow-On Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek. January 2, 2026NCM: Served as Sole Placement Agent for Applied Digital Corp’s $100 Million Debt FacilityNorthland Capital Markets served as Sole Placement Agent for Applied Digital Corporation’s $100 Million Debt Facility. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek. December 10, 2025NCM: Served as Co-Manager for Symbotic Inc.’s $632.5 Million Follow-On OfferingNorthland Capital Markets served as Co-Manager for Symbotic Inc.’s $632.5 Million Follow-On Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek. December 5, 2025NCM: Served as Co-Manager for General Purpose Acquisition Corp.’s $230.0 Million Initial Public OfferingNorthland Capital Markets served as Co-Manager for General Purpose Acquisition Corp.’s $230.0 Million Initial Public Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek. December 4, 2025NCM: Served as a Sales Agent for HIVE Digital Technologies Ltd.’s $300.0 Million ATM OfferingNorthland Capital Markets served as a Sales Agent for HIVE Digital Technologies Ltd.’s $300.0 million ATM offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek. December 4, 2025NCM: Served as Co-Manager for Applied Digital Corp.’s $2.4 Billion Senior Secured Notes OfferingNorthland Capital Markets served as Co-Manager for Applied Digital Corporation’s $2.4 Billion Senior Secured Notes Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek. December 4, 2025NCM: Served As Lead Bookrunner for Park Dental Partners, Inc.’s $20.0 Million Initial Public OfferingNorthland Capital Markets served as Lead Bookrunner for Park Dental Partners, Inc.’s $20.0 Million Initial Public Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek. November 20, 2025NPF: Recent Public Financing Deals in 3Q25Northland has recently provided financing for several critical community projects across many of our local communities. For more information on these bonds: NPF Bond Deals in 3Q25 November 14, 2025NCM: Served as Co-Manager for Ramaco Resources, Inc.’s $345.0M Convertible Notes OfferingNorthland Capital Markets served as Co-Manager for Ramaco Resources, Inc.’s $345.0 Million Convertible Notes Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek. October 24, 2025NCM: Served as Exclusive Placement Agent for Spectral AI, Inc.’s $7.6 Million Registered Direct OfferingNorthland Capital Markets served as Exclusive Placement Agent for Spectral AI, Inc.’s $7.6 Million Registered Direct Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek. October 7, 2025Northland Securities Expands with Country Club Bank Acquisition FNBO Newsroom | October 07, 2025 Northland Securities Expands with Country Club Bank Acquisition Capital Markets Group and Asset Management Group (AMG) Join Northland Securities, Strengthening Midwest Market Position Omaha, NE, October 7, 2025 – As announced on October 1, FNBO has closed on its acquisition of Country Club Bank. As part of this... October 1, 2025FNBO Closes Acquisition of Country Club Bank in Kansas CityFNBO Newsroom | October 01, 2025 FNBO Closes Acquisition of Country Club Bank in Kansas City OMAHA, Neb. October 1, 2025 – FNBO announced today it has closed its acquisition of Country Club Bank, headquartered in Kansas City, Missouri. Announced in May, the acquisition brings together two privately held, family-led banks with deep regional roots....
January 2, 2026NCM: Served as Sole Bookrunner for AXT, Inc.’s $100 Million Follow-On OfferingNorthland Capital Markets served as Sole Bookrunner for AXT, Inc.’s $100 Million Follow-On Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek.
January 2, 2026NCM: Served as Sole Placement Agent for Applied Digital Corp’s $100 Million Debt FacilityNorthland Capital Markets served as Sole Placement Agent for Applied Digital Corporation’s $100 Million Debt Facility. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek.
December 10, 2025NCM: Served as Co-Manager for Symbotic Inc.’s $632.5 Million Follow-On OfferingNorthland Capital Markets served as Co-Manager for Symbotic Inc.’s $632.5 Million Follow-On Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek.
December 5, 2025NCM: Served as Co-Manager for General Purpose Acquisition Corp.’s $230.0 Million Initial Public OfferingNorthland Capital Markets served as Co-Manager for General Purpose Acquisition Corp.’s $230.0 Million Initial Public Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek.
December 4, 2025NCM: Served as a Sales Agent for HIVE Digital Technologies Ltd.’s $300.0 Million ATM OfferingNorthland Capital Markets served as a Sales Agent for HIVE Digital Technologies Ltd.’s $300.0 million ATM offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek.
December 4, 2025NCM: Served as Co-Manager for Applied Digital Corp.’s $2.4 Billion Senior Secured Notes OfferingNorthland Capital Markets served as Co-Manager for Applied Digital Corporation’s $2.4 Billion Senior Secured Notes Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek.
December 4, 2025NCM: Served As Lead Bookrunner for Park Dental Partners, Inc.’s $20.0 Million Initial Public OfferingNorthland Capital Markets served as Lead Bookrunner for Park Dental Partners, Inc.’s $20.0 Million Initial Public Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek.
November 20, 2025NPF: Recent Public Financing Deals in 3Q25Northland has recently provided financing for several critical community projects across many of our local communities. For more information on these bonds: NPF Bond Deals in 3Q25
November 14, 2025NCM: Served as Co-Manager for Ramaco Resources, Inc.’s $345.0M Convertible Notes OfferingNorthland Capital Markets served as Co-Manager for Ramaco Resources, Inc.’s $345.0 Million Convertible Notes Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek.
October 24, 2025NCM: Served as Exclusive Placement Agent for Spectral AI, Inc.’s $7.6 Million Registered Direct OfferingNorthland Capital Markets served as Exclusive Placement Agent for Spectral AI, Inc.’s $7.6 Million Registered Direct Offering. Northland Capital Markets’ Investment Banking group serves corporate clients by providing the financing services they need, with the experience and commitment to get the results they seek.
October 7, 2025Northland Securities Expands with Country Club Bank Acquisition FNBO Newsroom | October 07, 2025 Northland Securities Expands with Country Club Bank Acquisition Capital Markets Group and Asset Management Group (AMG) Join Northland Securities, Strengthening Midwest Market Position Omaha, NE, October 7, 2025 – As announced on October 1, FNBO has closed on its acquisition of Country Club Bank. As part of this...
October 1, 2025FNBO Closes Acquisition of Country Club Bank in Kansas CityFNBO Newsroom | October 01, 2025 FNBO Closes Acquisition of Country Club Bank in Kansas City OMAHA, Neb. October 1, 2025 – FNBO announced today it has closed its acquisition of Country Club Bank, headquartered in Kansas City, Missouri. Announced in May, the acquisition brings together two privately held, family-led banks with deep regional roots....
