Providing direction. Producing results. Welcome to Northland Securities, a full-service securities brokerage firm combining Wall Street experience with Midwestern values to execute your financing and investment goals. Modern strategy. We employ a full arsenal of the latest strategies and tools to capitalize on the market trends of today and paint a clear financial picture for tomorrow. Integrity first. We’ve built our business on a foundation of honesty as a policy and a promise to each of our customers. Unparalleled service. When you work with us, your financial questions and challenges become our personal responsibility, and we’re with you every step of the way. Unparalleled service. When you work with us, your financial questions and challenges become our personal responsibility, and we’re with you every step of the way. November 17, 2023NCM: Served as Placement Agent for Presto’s Registered Direct OfferingSAN CARLOS, Calif., November 17, 2023 (GLOBE NEWSWIRE) — Presto Automation Inc. (NASDAQ: PRST), one of the largest AI and automation technology providers to the restaurant industry, today announced it had entered into agreements with a Remus Capital-affiliated syndicate of investors to sell 7,000,000 shares of common stock of the company in a registered offering that the... November 16, 2023NCM: Acted as Sole Placement Agent for NUBURU Bridge FinancingCENTENNIAL, Colo., November 14, 2023–(BUSINESS WIRE)–NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, today announced it has entered into a secured bridge loan agreement (the “Bridge Loan” or “Bridge Financing”) with existing investors and a new institutional investor. The Bridge Financing with a... October 30, 2023NCM: Sell-Side Advisor for The Plum Group, Inc.’s Sale in Merger INDIANAPOLIS, Oct. 23, 2023 /PRNewswire/ — Teleo Capital announced today that it will merge Sharpen Technologies, a leading provider of cloud-based contact center software, and Plum Voice, a recognized leader in AI-powered voice-based customer interaction technology. This strategic move strengthens Sharpen’s progress in building the Contact Center of Tomorrow. With this acquisition, Sharpen will gain access to... September 26, 2023NCM: Co-Manager for Transcat Inc.’s Follow-On Offering of Common StockTranscat, Inc. Prices $70 Million Public Offering of Common Stock September 21, 2023 08:00 AM Eastern Daylight Time ROCHESTER, N.Y.–(BUSINESS WIRE)–Transcat, Inc. (Nasdaq: TRNS) (“Transcat” or the “Company”), a leading provider of accredited calibration services, enterprise asset management services, and value-added distributor of professional grade handheld test, measurement and control instrumentation, today announced that it... September 22, 2023NCM: Successful Institutional Investor Conference Wraps Up!THANK YOU TO EVERYONE THAT MADE THIS EVENT POSSIBLE AND SUCCESSFUL! We look forward to next year’s event! September 13, 2023NCM: Silverbow Resources Announces Upsize and Pricing of Public Offering of Common StockSilverbow Resources Announces Upsize and Pricing of Public Offering of Common Stock HOUSTON–(BUSINESS WIRE)– SilverBow Resources, Inc. (NYSE: SBOW) (“SilverBow” or the “Company”) today announced the upsize and pricing of its previously announced underwritten public offering of its common stock (the “Offering”). The size of the Offering increased from the previously announced 3,000,000 shares to an... September 13, 2023NCM: CSG Systems International Announces Upsize and Pricing of Private OfferingCSG Systems International Announces Upsize and Pricing of $375 Million Private Offering DENVER–(BUSINESS WIRE)–CSG Systems International, Inc. (NASDAQ: CSGS) – a purpose-driven, high-growth SaaS platform company – announced the pricing of its private offering of $375.0 million aggregate principal amount of 3.875% Convertible Senior Notes due 2028 (the “notes”) to persons reasonably believed to be... September 11, 2023NCM: Asure Software, Inc. Announces Closing of Public Offering of Common StockAsure Software, Inc. Announces Closing of Public Offering of Common Stock Asure Software, Inc. (NASDAQ: ASUR), a leading provider of cloud-based Human Capital Management (HCM) software solutions, today closed its previously announced underwritten public offering. In the offering, Asure sold 3,333,333 newly issued shares of its common stock at the public offering price of $12.00... July 27, 2023Northland Networks Attending the NIC 2023 Fall Conference Northland Networks will be attending the NIC 2023 Fall Conference in Chicago, October 23-25. This National Investment Center for Seniors Housing & Care (NIC) conference recognizes that partnerships between housing, financing, and healthcare leaders will be key to building a healthier future for America’s older adults. Integrating the healthcare services with the housing environment... June 28, 2023For Financial Representatives Looking for Change: Meet Northland Wealth ManagementYOUR TIME IS VALUABLE We’d like to buy you a cup of coffee and discuss how Northland Wealth Management can help you and your business. We’ll keep it short. We are a Midwest-based broker-dealer, and we focus on you and your clients like you are our family. At the end of the day, we work... May 1, 2023First National of Nebraska Closes Acquisition of Northland Capital Holdings FOR IMMEDIATE RELEASE For information contact: Sally Christensen, 402-871-1933 schristensen@fnbo.com First National of Nebraska Closes Acquisition of Northland Capital Holdings OMAHA, NE. May 1, 2023 – First National of Nebraska, Inc. (FNNI) today announced that it has closed on its acquisition of Northland Capital Holdings, including its subsidiary Northland Securities, Inc. (Northland), which... June 30, 2020Client Information on SEC’s Regulation Best InterestSEC Regulation BI Information and Disclosures The Securities and Exchange Commission (“SEC”) has adopted Regulation BI (“RegBI”), a new rule under the Securities Exchange Act of 1934 (“Exchange Act”) establishing a “best interest” standard of conduct for broker-dealers and Registered Investment Advisors (“RIAs”) and associated persons when making a recommendation of any securities transaction or investment...
November 17, 2023NCM: Served as Placement Agent for Presto’s Registered Direct OfferingSAN CARLOS, Calif., November 17, 2023 (GLOBE NEWSWIRE) — Presto Automation Inc. (NASDAQ: PRST), one of the largest AI and automation technology providers to the restaurant industry, today announced it had entered into agreements with a Remus Capital-affiliated syndicate of investors to sell 7,000,000 shares of common stock of the company in a registered offering that the...
November 16, 2023NCM: Acted as Sole Placement Agent for NUBURU Bridge FinancingCENTENNIAL, Colo., November 14, 2023–(BUSINESS WIRE)–NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, today announced it has entered into a secured bridge loan agreement (the “Bridge Loan” or “Bridge Financing”) with existing investors and a new institutional investor. The Bridge Financing with a...
October 30, 2023NCM: Sell-Side Advisor for The Plum Group, Inc.’s Sale in Merger INDIANAPOLIS, Oct. 23, 2023 /PRNewswire/ — Teleo Capital announced today that it will merge Sharpen Technologies, a leading provider of cloud-based contact center software, and Plum Voice, a recognized leader in AI-powered voice-based customer interaction technology. This strategic move strengthens Sharpen’s progress in building the Contact Center of Tomorrow. With this acquisition, Sharpen will gain access to...
September 26, 2023NCM: Co-Manager for Transcat Inc.’s Follow-On Offering of Common StockTranscat, Inc. Prices $70 Million Public Offering of Common Stock September 21, 2023 08:00 AM Eastern Daylight Time ROCHESTER, N.Y.–(BUSINESS WIRE)–Transcat, Inc. (Nasdaq: TRNS) (“Transcat” or the “Company”), a leading provider of accredited calibration services, enterprise asset management services, and value-added distributor of professional grade handheld test, measurement and control instrumentation, today announced that it...
September 22, 2023NCM: Successful Institutional Investor Conference Wraps Up!THANK YOU TO EVERYONE THAT MADE THIS EVENT POSSIBLE AND SUCCESSFUL! We look forward to next year’s event!
September 13, 2023NCM: Silverbow Resources Announces Upsize and Pricing of Public Offering of Common StockSilverbow Resources Announces Upsize and Pricing of Public Offering of Common Stock HOUSTON–(BUSINESS WIRE)– SilverBow Resources, Inc. (NYSE: SBOW) (“SilverBow” or the “Company”) today announced the upsize and pricing of its previously announced underwritten public offering of its common stock (the “Offering”). The size of the Offering increased from the previously announced 3,000,000 shares to an...
September 13, 2023NCM: CSG Systems International Announces Upsize and Pricing of Private OfferingCSG Systems International Announces Upsize and Pricing of $375 Million Private Offering DENVER–(BUSINESS WIRE)–CSG Systems International, Inc. (NASDAQ: CSGS) – a purpose-driven, high-growth SaaS platform company – announced the pricing of its private offering of $375.0 million aggregate principal amount of 3.875% Convertible Senior Notes due 2028 (the “notes”) to persons reasonably believed to be...
September 11, 2023NCM: Asure Software, Inc. Announces Closing of Public Offering of Common StockAsure Software, Inc. Announces Closing of Public Offering of Common Stock Asure Software, Inc. (NASDAQ: ASUR), a leading provider of cloud-based Human Capital Management (HCM) software solutions, today closed its previously announced underwritten public offering. In the offering, Asure sold 3,333,333 newly issued shares of its common stock at the public offering price of $12.00...
July 27, 2023Northland Networks Attending the NIC 2023 Fall Conference Northland Networks will be attending the NIC 2023 Fall Conference in Chicago, October 23-25. This National Investment Center for Seniors Housing & Care (NIC) conference recognizes that partnerships between housing, financing, and healthcare leaders will be key to building a healthier future for America’s older adults. Integrating the healthcare services with the housing environment...
June 28, 2023For Financial Representatives Looking for Change: Meet Northland Wealth ManagementYOUR TIME IS VALUABLE We’d like to buy you a cup of coffee and discuss how Northland Wealth Management can help you and your business. We’ll keep it short. We are a Midwest-based broker-dealer, and we focus on you and your clients like you are our family. At the end of the day, we work...
May 1, 2023First National of Nebraska Closes Acquisition of Northland Capital Holdings FOR IMMEDIATE RELEASE For information contact: Sally Christensen, 402-871-1933 schristensen@fnbo.com First National of Nebraska Closes Acquisition of Northland Capital Holdings OMAHA, NE. May 1, 2023 – First National of Nebraska, Inc. (FNNI) today announced that it has closed on its acquisition of Northland Capital Holdings, including its subsidiary Northland Securities, Inc. (Northland), which...
June 30, 2020Client Information on SEC’s Regulation Best InterestSEC Regulation BI Information and Disclosures The Securities and Exchange Commission (“SEC”) has adopted Regulation BI (“RegBI”), a new rule under the Securities Exchange Act of 1934 (“Exchange Act”) establishing a “best interest” standard of conduct for broker-dealers and Registered Investment Advisors (“RIAs”) and associated persons when making a recommendation of any securities transaction or investment...
