BACKGROUND
Tim joined Northland Securities in 2014 as an Equity Sales Trader. Tim has over 30 years of experience with 20 years at Jefferies and Co. covering mutual funds, hedgefunds, company buybacks. Prior to joining Northland, Tim was at Rodman and Renshaw in the same capacity.
Away from work, Tim likes tennis, golf, skiing, going to the beach with family and friends and can always been found watching LA Kings games.
EDUCATION
Tim earned a Bachelor of Science degree in Business Administration from West Virginia Wesleyan College.
PROFESSIONAL LICENSES/REGISTRATIONS
Tim maintains the FINRA SIE Securities Industry Essentials, Series 7 General Securities Representative, Series 63 Uniform Securities Agent, and Series 72 Government Securities Representative registrations.
NORTHLAND EQUITY CAPITAL MARKETS | NORTHLAND SECURITIES, INC.
Northland Equity Capital Markets is a division of Northland Securities, Inc., Member FINRA/SIPC, Registered with SEC and MSRB, and is a full-service capital markets group focused on growth companies and their institutional and accredited investors. Its investment banking services include public offerings of equity and convertible securities, PIPEs, CMPOs and registered direct offerings, private placements of equity and debt securities, and M&A advisory services. The research group provides in-depth research for leading small and mid-cap companies in growth sectors of the economy, with sector expertise in Business Services, Consumer, Energy, Healthcare, Industrial Growth, and Technology. Northland’s institutional sales and trading group provides active market making and trading support in its targeted sectors and coverage companies.
Registration does not imply a certain level of skill or training.