BACKGROUND
Toby joined Northland Securities in 2009 as a Director in the Corporate Client Group. Toby began his career in 1999 at Piper Jaffray and Morgan Stanley working in Operations, eventually moving to Equity Trading and Sales.
EDUCATION
Toby earned his Bachelor of Arts in Finance at Augsburg University.
PROFESSIONAL LICENSES/REGISTRATIONS
Toby holds and maintains the FINRA SIE Securities Essentials, Series 7 General Securities Representative, Series 31 Futures Managed Funds, Series 63 Uniform Securities Agent State Law, and Series 66 Uniform Combined State Law registrations.
NORTHLAND EQUITY CAPITAL MARKETS | NORTHLAND SECURITIES, INC.
Northland Equity Capital Markets is a division of Northland Securities, Inc., Member FINRA/SIPC, Registered with SEC and MSRB, and is a full-service capital markets group focused on growth companies and their institutional and accredited investors. Its investment banking services include public offerings of equity and convertible securities, PIPEs, CMPOs and registered direct offerings, private placements of equity and debt securities, and M&A advisory services. The research group provides in-depth research for leading small and mid-cap companies in growth sectors of the economy, with sector expertise in Business Services, Consumer, Energy, Healthcare, Industrial Growth, and Technology. Northland’s institutional sales and trading group provides active market making and trading support in its targeted sectors and coverage companies.
Registration does not imply a certain level of skill or training.