BACKGROUND
Spike joined Northland Securities Equity Sales and Trading team in April of 2011. He is a Managing Director with over 35 years of experience. Prior to joining Northland, Spike spent 18 years at Piper Jaffray as an Equity Technology Trader and Sales Trader. He began his career in 1989 at Olde Discount Corporation in Detroit.
EDUCATION
Spike received his Bachelor of Arts in Finance from Michigan State University.
PROFESSIONAL LICENSES/REGISTRATIONS
Spike holds and maintains the FINRA SIE Securities Essentials, Series 7 General Securities Representative, Series 24 General Securities Principal, Series 55 Limited Representative-Equity Trader, Series 57 Securities Trader, and Series 63 Uniform Securities Agent State Law registrations.
NORTHLAND EQUITY CAPITAL MARKETS | NORTHLAND SECURITIES, INC.
Northland Equity Capital Markets is a division of Northland Securities, Inc., Member FINRA/SIPC, Registered with SEC and MSRB, and is a full-service capital markets group focused on growth companies and their institutional and accredited investors. Its investment banking services include public offerings of equity and convertible securities, PIPEs, CMPOs and registered direct offerings, private placements of equity and debt securities, and M&A advisory services. The research group provides in-depth research for leading small and mid-cap companies in growth sectors of the economy, with sector expertise in Business Services, Consumer, Energy, Healthcare, Industrial Growth, and Technology. Northland’s institutional sales and trading group provides active market making and trading support in its targeted sectors and coverage companies.
Registration does not imply a certain level of skill or training.