BACKGROUND
Carrie is a Senior Issuance Specialist for Northland Securities, joining the firm in December 2024. She works with issuers across Nebraska throughout the bond process. Carrie works with cities, villages, counties, school districts and public power districts on their financings. Carrie’s goal is to work with all parties involved with the financing, from the issuer to bond counsel, to ensure a smooth process for all.
She has been in the finance industry for over 30 years. Working in the brokerage business for many years, Carrie transitioned to public finance in 2017.
PROFESSIONAL LICENSES/REGISTRATIONS
FINRA Registrations:
Series 7 – General Securities Representative
Series 27 – Financial and Operations Principal
Series 63 – Uniform Securities State Law
NORTHLAND PUBLIC FINANCE | NORTHLAND SECURITIES, INC.
Northland Public Finance is a division of Northland Securities, Inc., Member FINRA and SIPC, Registered with SEC and MSRB, a diversified financial services firm, including investment banking and full-service broker-dealer divisions, offering investment and finance services for government entities, financial institutions, non-profit organizations, and individual investors. Northland is a leading underwriter of tax-exempt bonds in the Midwest (Bloomberg Finance L.P., Annual League Tables Rankings, Full Year) and is recognized for its equity markets research and specialization in finance and capital market access for corporate, government, and non-profit clients.
Registration does not imply a certain level of skill or training.